法學期刊
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論著名稱:
歐盟影子銀行之規範-以《另類投資基金經理指令》為中心(The EU Regulation of the Shadow Banking: Focusing on Alternative Investment Fund Managers Directive)
文獻引用
編著譯者: 洪德欽
出版日期: 2017.12
刊登出處: 台灣/輔仁法學第 54 期/281-359 頁
頁  數: 79 點閱次數: 1180
下載點數: 316 點 銷售明細: 權利金查詢 變更售價
授 權 者: 輔仁大學法律學院 授權者指定不分配權利金給作者)
關 鍵 詞: 另類投資基金經理(AIFM)另類投資基金經理指令歐盟影子銀行系統風險
中文摘要: 2008 年全球金融危機顯示,歐盟針對影子銀行之規範存有缺失。影子銀行雖然對歐洲經濟融資扮演一重要角色,然而其活動大皆不受傳統銀行監理之規範;如果經營不當,對金融體系有帶來系統風險之疑慮。影子銀行規範不足,也可能誘發銀行競相從事影子銀行活動,產生「監理套利」之問題。歐盟自 2008 年以來的金融改革,針對影子銀行已加強規範,以避免監理套利及系統風險,增加存款人信心並維持金融穩定。本文採法律研究方法,研析歐盟影子銀行下列重要議題:影子銀行的概念、活動、操作及發展、在歐洲金融體系之角色及潛在風險、監理套利、歐盟法律架構、另類投資基金經理(AIFM)、AIFM 指令之法理及原則等項目。本文並論述歐盟影子銀行規範的意涵及對我國金融改革之啟示。
英文關鍵詞: AIFMAIFMDEUShadow BankingSystemic Risk
英文摘要: The 2008 global financial crisis brought to light many shortcomings in EU regulation of the shadow banking sector. The shadow banking plays an important role in financing the EU economy, yet its operation outside of traditional banking supervision raises concerns over the risks it poses to the financial system. There is also a particular need to prevent the shadow banking system from being used for regulatory arbitrage.
Since 2008, the EU has undertaken a reform of the shadow banking system. The aim is to ensure that the potential regulatory arbitrage and systemic risks of the shadow banking are regulated so as to increase public confidence and financial stability. Based on a legal-study approach, this paper examines the following key issues relating to the EU shadow banking: the concept of the shadow banking; its activities, operation, and development; its role and potential risks for the EU financial system, the EU regulatory framework, Alternative Investment Fund Manager (AIFM), jurisprudence and principles of the AIFM Directive, etc. This paper also discusses the significance of EU law for the shadow banking and its implications for future banking supervisory reforms in Taiwan.
目  次: 壹、前言
貳、歐盟影子銀行的規範架構
參、歐盟另類投資基金經理指令
肆、歐盟建制對我國的啟示
伍、結論
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相關論著:
洪德欽,歐盟影子銀行之規範-以《另類投資基金經理指令》為中心,輔仁法學,第 54 期,281-359 頁,2017年12月。
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